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The Parent Trap

(2008-10-24 19:36:39) 下一个

Did You Think That The Way Parents Treat Their Children Influences How They Turn Out? Think Again, Argues A Controversial New Book, Which Contends That Parents Matter A Whole Lot Less Than Scientists Believe.

SURELY THERE IS NO MORE CHERISHED, YET HUMBLING, idea than the conviction that parents hold in their hands the power to shape their child's tomorrows. And the evidence for it is as impossible to ignore as the toddler throwing a tantrum in the grocery store when Daddy refuses to buy him M&Ms: setting reasonable, but firm, limits teaches children self-control and good behavior, but being either too permissive or too dictatorial breeds little brats. Giving your little girl a big hug when she skins her knee makes her feel loved and secure, which enables her to form trusting relationships when she blooms into a young woman. Reading and talking to children fosters a love of reading; divorce puts them at risk of depression and academic failure. Physical abuse makes them aggressive, but patience and kindness, as shown by the parents who soothe their child's frustration at not being able to play a favorite piano piece rather than belittling him, leaves a child better able to handle distress both in youth and in adulthood. Right?
Wrong, wrong and wrong again, contends Judith Rich Harris. In a new book, "The Nurture Assumption: Why Children Turn Out the Way They Do; Parents Matter Less Than You Think and Peers Matter More" (462 pages. Free Press. $26), Harris is igniting a bonfire of controversy for her central claim: the belief "that what influences children's development . . . is the way their parents bring them up . . . is wrong." After parents contribute an egg or a sperm filled with DNA, she argues, virtually nothing they do or say--no kind words or hugs, slaps or tirades; neither permissiveness nor authoritarianism; neither encouragement nor scorn--makes a smidgen of difference to what kind of adult the child becomes. Nothing parents do will affect his behavior, mental health, ability to form relationships, sense of self-worth, intelligence or personality. What genes don't do, peers do.
Although Harris's book lists some 750 scientific papers, articles and books as references, maybe all she really had to do to reach this conclusion was keep good notes about the goings-on in her own suburban New Jersey colonial. Harris and her husband, Charles, had one daughter, Nomi, on New Year's Day, 1966, and adopted a second, Elaine, almost four years later. The girls grew up in the same home "filled to overflowing with books and magazines, where classical music was played, where jokes were told," recalls Harris. Both girls took ballet lessons; both learned the crawl at Mrs. Dee's Swim School. Both were read books by their parents and both delighted in birthday parties with homemade cake. Both experienced the sorrow and stress of a sick mother (Harris developed a mysterious autoimmune illness, part lupus and part systemic sclerosis, when Elaine was 6 and Nomi 10, and was often confined to bed). Yet Nomi was a well-behaved child who "didn't want to do anything we didn't want her to do," says Harris over iced tea in her kitchen. Elaine, adopted at 2 months, was defiant by the age of 11. She angrily announced to her parents that she didn't have to listen to them. When they grounded her once, at 15, she left for school the next morning--and didn't come back that night. Nomi was a model student; Elaine dropped out of high school.
It made Harris wonder. Why was she having about as much influence on Elaine as the fluttering wings of a butterfly do on the path of a hurricane? And it made her mad. "All of these studies that supposedly show an influence of parents on children--they don't prove what they purport to," she fumes. Having floated this idea in the scientific journal Psychological Review in 1995, she has now turned it into a book that is becoming the publishing phenom of the season. This week Harris is scheduled for morning television shows, radio interviews and network magazine shows. The Free Press has gone back for a third printing after an initial run of 15,000, and her publicists say every author's dream--Oprah--may be in her future.
This petite, gray-haired grandmother hardly seems the type to be lobbing Molotov cocktails at one of the most dearly held ideas in all of child development. Harris, 60, has no academic affiliation and no Ph.D. In 1961, she was thrown out of Harvard University's graduate department of psychology because her professors believed she showed no ability to do important original research. She got a job writing psych textbooks. Yet in August, Harris shared a $500 prize from the American Psychological Association, for the paper that best integrates disparate fields of psychology. And she has some big guns on her side. Neuroscientist Robert Sapolsky of Stanford University says her book is "based on solid science." John Bruer, president of the James S. McDonnell Foundation, which funds education programs, praises it as "a needed corrective to this belief that early experiences between the child and parents have a deterministic, lifelong effect." And linguist Steven Pinker of the Massachusetts Institute of Technology predicts that "The Nurture Assumption" "will come to be seen as a turning point in the history of psychology."
So far, though, that's a minority view, and many scientists are nothing short of scathing. "I am embarrassed for psychology," says Harvard's Jerome Kagan, arguably one of the deans of child development. "She's all wrong," says psychologist Frank Farley of Temple University, president of the APA division that honored Harris. "She's taking an extreme position based on a limited set of data. Her thesis is absurd on its face, but consider what might happen if parents believe this stuff! Will it free some to mistreat their kids, since "it doesn't matter'? Will it tell parents who are tired after a long day that they needn't bother even paying any attention to their kid since "it doesn't matter'?" Psychologist Wendy Williams of Cornell University, who studies how environment affects IQ, argues that "there are many, many good studies that show parents can affect how children turn out in both cognitive abilities and behavior. By taking such an extreme position, Harris does a tremendous disservice."
In fact, neither scholars nor parents have always believed that parents matter. Sure, today rows upon rows of parent-advice books fill stores, parenting magazines clog newsstands, and new parents know the names Penelope Leach and T. Berry Brazelton better than they do their newborns'. But a leading tome on child development published in 1934 didn't even include a chapter on parents. It was only in the 1950s that researchers began to seek the causes of differences among children in the ways that parents raised them (time line). Now Harris is part of a growing backlash against the idea that parents can mold their child like Play-Doh.
With an impish wit and a chatty style, Harris spins a persuasive argument that the 1934 book got it right. Her starting point is behavioral genetics. This field examines how much of the differences between people reflect heredity, the genes they inherit from their parents. Over the years, researchers have concluded that variations in traits like impulsivity, aggression, thrill-seeking, neuroticism, intelligence, amiability and shyness are partly due to genes. "Partly" means anywhere from 20 to 70 percent. The other 30 to 80 percent reflects "environment." "Environment" means influences like an encounter with a bully, a best-friendship that lasts decades, an inspiring math teacher. It also includes, you'd think, how your parents reared you. But Harris argues that "environment" includes a parental contribution of precisely zero (unless you count Mom and Dad's decision about which neighborhood to live in, which we'll get to later). When she says parents don't "matter," she means they do not leave a lasting effect--into adulthood. (She accepts that how parents treat a child affects how that child behaves at home, as well as whether the grown child regards the parents with love, resentment or anger.)
To reach her parents-don't-matter conclusion, Harris first demolishes some truly lousy studies that have become part of the scientific canon. A lot of research, for instance, concludes that divorce puts kids at greater risk of academic failure and problem behavior like drug use and drinking. Other studies claim to show that parents who treat their kids with love and respect, and who get along well with others, have children who also have successful personal relationships. Yet neither sort of study "proves the power of nurture at all," Harris says emphatically. Why? They do not take into account genetics. Maybe the reason some parents are loving or competent or prone to divorce or whatever is genetic. After all, being impulsive and aggressive makes you more likely to divorce; both tendencies are partly genetic, so maybe you passed them on to your kids. Then it's their genes, and not seeing their parents' marriage fail, that explain the kids' troubles, Harris claims. And if being patient and agreeable makes you more likely to be a loving and patient parent, and if you pass that nice DNA to your kids, then again it is the genes and not the parenting that made the kids nice.
Do your own eyes tell you that being a just-right disciplinarian--not too strict, not too easy--teaches children limits and self-control? Not so fast. Harris points out that children, through their innate temperament, can elicit a particular parenting style. For example, a little hellion will likely make her parents first impatient and then angry and then resigned. It isn't parental anger and resignation that made the kid, say, a runaway and a dropout. Rather, the child's natural, genetic tendencies made her parents behave a certain way; those same tendencies made her a runaway and a dropout. Again, argues Harris, not the parents' fault. By this logic, of course, parents don't get credit, either. You think reading to your toddler made her an academic star? Uh-uh, says Harris. Maybe kids get read to more if they like to get read to. If so, liking books is also what makes them good in school, not listening to "Goodnight Moon."
Studies of twins seem to support Harris's demotion of parents. "[I]dentical twins reared in the same home," says Harris, ". . . are no more alike than identical twins separated in infancy and reared in different homes." Apparently, being reared by the same parents did nothing to increase twins' alikeness. Same with siblings. "[B]eing reared by the same parents [has] little or no effect on [their] adult personalities," writes Harris. "The genes they share can entirely account for any resemblances between them; there are no leftover similarities for the shared environment to explain." By "shared environment," she means things like parents' working outside the home, battling constantly, being dour or affectionate. A son might be a cold fish like Dad, or react against him and become a warm puppy. "If children can go either way, turning out like their parents or going in the opposite direction," says Harris, "then what you are saying is that parents have no predictable effects on their children. You are saying that this parenting style does not produce this trait in the adult."
What Harris offers in place of this "nurture assumption" is the idea that peer groups teach children how to behave out in the world. A second-grade girl identifies with second-grade girls and adopts the behavioral norms of that group. Kids model themselves on other kids, "taking on [the group's] attitudes, behaviors, speech, and styles of dress and adornment," Harris says. Later, a child gravitates toward the studious kids or the mischief makers or whomever. Because people try to become more similar to members of their group and more distinct from members of other groups, innate differences get magnified. The jock becomes jockier, the good student more studious. This all begins in elementary school. Harris's bottom line: "The world that children share with their peers determines the sort of people they will be when they grow up."
Is there no way parents can shape their children? Harris offers this: have enough money to live in a good neighborhood so your children associate with only the "right" peers. Dress your sons and daughters in the fashions of the moment so they are not ostracized. If their appearance is so odd that they are in danger of being shunned, spring for orthodontia. Or, Harris writes, "if you can afford it, or your health insurance will cover it, plastic surgery."
No one denies that there is some truth to her argument. Even her detractors like the way she's blown the lid off dumb studies that can't tell the difference between parents' influencing their kids through genes and influencing them through actions. And they applaud her for pointing out that children of divorce are not necessarily ruined for life, notes psychologist Robert Emery of the University of Virginia. But many of the nation's leading scholars of child development accuse Harris of screwy logic, of misunderstanding behavioral genetics and of ignoring studies that do not fit her thesis. Exhibit A: the work of Harvard's Kagan. He has shown how different parenting styles can shape a timid, shy child who perceives the world as a threat. Kagan measured babies at 4 months and at school age. The fearful children whose parents (over)protected them were still timid. Those whose parents pushed them to try new things--"get into that sandbox and play with the other kids, dammit!"--lost their shyness. A genetic legacy of timidity was shaped by parental behavior, says Kagan, "and these kids became far less fearful."
"Intervention" studies--where a scientist gets a parent to act differently--also undercut Harris. "These show that if you change the behavior of the parents you change the behavior of the kids, with effects outside the home," says John Gottman of the University of Washington. Programs that teach parents how to deal with little monsters produce effects that last for years. "When parents learn how to talk to and listen to kids with the worst aggression and behavior problems, and to deal with the kids' emotions," says Gottman, "the kid becomes less impulsive, less aggressive, and does better in school." Maybe such effects aren't picked up in the studies Harris cites because such motivated--dare we say saintly?--parents are so rare. Gottman studies children at the age of 4, and then at 8. Some have parents who learned to be good "emotion coaches." They're sensitive, they validate the child's emotion ("I understand, sweetie"), they help her verbalize what she's feeling, they patiently involve her in solving the problem ("What should we do?"). Other parents didn't learn these tough skills. The 8-year-olds of emotionally adept parents can focus their attention better and relate better to other kids. "There is a very strong relationship between parenting style and the social competence of their children," says Gottman. Since the parents learned to be emotion coaches, and the kids changed over the years, the result cannot be easily dismissed as genetic (emotionally intelligent parents pass on emotional-IQ genes).
Critics also slam Harris's interpretation of twins studies. From this research she concludes that "parents do not make siblings any more alike than their genes already made them . . . [P]arenting has no influence." But some of the leaders in the field say their measurements cannot support that. "The sample sizes we use are so small that you can't detect a 10 percent or even a 20 percent effect of the family environment," says Dr. Kenneth Kendler of the Medical College of Virginia. And as Kagan points out, the vast majority of such studies rely on questionnaires to assess personality, recollections of childhood and descriptions of what goes on in the home. "Questionnaires are totally suspect," Kagan says. "The correlation between reality and what people say is just 30 or 40 percent." Such flaws could be why twins studies fail to detect an influence of parents on kids.
Finally, some researchers take issue with Harris's logic. This one is tricky, but crucial. Harris says studies of twins and siblings find no effect of "shared environment." True. But even children who grow up with the same parents do not have an identical environment. The firstborn does not have the same "environment" as her baby brother: she has younger, less experienced parents, and no midget competitors. Also, parents treat children differently, as Harris admits: she monitored Elaine's homework but not Nomi's. Children, through their innate temperament, elicit different behaviors from their parents; thus they do not share this environment called "parents." Parents, then, arguably belong in the category called "unshared environment"--which behavioral genetics suggests accounts for about half the differences among people. And besides, even what seems like an identical parenting style may be received differently by different children. One may conform, the other rebel. That does not mean that parents did not influence what their children became. It means that we are not smart enough to figure out how parents shape their child. Says psychologist Theodore Wachs of Purdue University, "The data do show that the same [parenting] does not have the same effect on kids. But that doesn't mean there is no effect."
In person, Harris backs off a bit from her absolutist stance. "I do think there is something to the possibility that parents determine their child's peer group, and children do learn things at home which they take to the peer group," she told NEWSWEEK. She allows that children can retain many of the values and other lessons parents teach despite peer influences. "If the group doesn't care about plans for the future, then the child can retain those ideas from home," she says. "And if things like an interior life aren't discussed by peers, then that wouldn't be affected by the group either." Might different children experience the same parenting differently, and be influenced by it? Harris pauses a few seconds. "I can't eliminate that as a possibility," she says. As for her own daughter, yes, Elaine was a handful and a heartache. But she is now married, a mother and a nurse in New Jersey--and close to her parents.
If "The Nurture Assumption" acts as a corrective to the hectoring message of so many books on child rearing, then it will have served a noble function. It lands at a time when many parents are terrified that failing to lock eyes with their newborn or not playing Mozart in the nursery or--God forbid--losing it when their kid misbehaves will ruin him for life. One of Harris's "primary motivations for writing the book," she says in an e-mail, was "to lighten the burden of guilt and blame placed on the parents of "problem' children." Her timing is perfect: millions of baby boomers, having blamed Mom and Dad for all that ails them, can now be absolved of blame for how their own children turn out. Harris is already receiving their thanks. As one mother wrote, "We parents of the difficult children need all the support and understanding we can get." Clearly, the idea that actions have consequences, that behavior matters and that there is such a thing as personal responsibility to those who trust you is fighting for its life. Near the end of "The Nurture Assumption," Harris bemoans the "tendency to carry things to extremes, to push ideas beyond their logical limits." Everyone who cares about children can only hope that readers bring the same skepticism.

Is there a magic formula for raising a successful child? Or is biology destiny?




Excerpt From Newsweek.
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melly 回复 悄悄话 回复edrifter的评论:

It is so nice of you to read such a long article patiently. I am not sure how many people here have this good patience. :))

It is interesting to me, a biomedical researcher. To me, both gene and nurture from parents, even peer influences count. In another words, the outcome is the results of many influential factor, which work on different degree though.

The most funny part in the article was about divorce. Looks like the author thought divorce is genetic related. I was thinking when I read that part that how critical of Human Genome Project, which aims to sequence all human genomic DNA, such that when people date, they may want to check to see their partners' genes are characterized as divorce-inclination genes. LOL

Good weekend.
edrifter 回复 悄悄话 “is biology destiny?” 有点像中国人说得“树大自直”。

Good point! But, the arguement sounds a bit excessive. A theory, any theory, only retains its correctness when it is not over-generalized.

Good weekend!
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