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Jeffrey Sachs 美国外交政策 从主导地位到全球问题解决

(2024-05-28 12:44:41) 下一个

美国外交政策——从主导地位到全球问题解决

杰弗里·萨克斯,2017 年 1 月 15 日下午 5:20

https://www.bostonglobe.com/opinion/2017/01/15/foreign-policy-from-primacy-global-problem-solving/wPNTrpypiXbDNOeJTKB0CO/story.html#comments

如需阅读杰弗里·萨克斯的更多文章,请点击此处。

几十年来,美国外交政策从未像今天这样不确定和充满争议。在特朗普政府上台之初,外交政策面临的挑战对美国国家安全以及全球和平与繁荣具有根本意义。今天,我将推出一个新的每周系列,内容涉及美国和世界,将深入探讨美国外交政策辩论,同时考虑到世界经济、先进技术和人口趋势的快速变化。我们的福祉和国家安全将取决于美国人对世界变化的理解,以及我们必须如何改变我们的态度和方法。

世界似乎充满了问题:叙利亚战争;相关的欧洲难民危机;ISIS 和全球恐怖袭击;俄罗斯对美国大选的明目张胆的黑客攻击;中国在南海的领土主张不断增加;朝鲜的核威胁不断增加;等等。

然而,世界也提供了很多新的机会。中国、印度和非洲联盟都拥有超过 10 亿人口,经济增长迅速,中产阶级不断壮大。信息革命继续以惊人的速度推进。机器人技术、人工智能和无处不在的宽带为国内和全球医疗保健、教育和可再生能源的重大突破提供了机会。

如果美国的外交政策只关注威胁而不关注机遇,美国将错过新技术革命可以带来的福祉快速进步,而这将有助于稳定当今的冲突地区。美国外交政策面临的根本挑战是确保美国安全,同时又不超出军事预算,不将美国拖入不必要的战争,也不将我们的注意力和资源从建立明智、公平和可持续的美国和世界经济的机会上转移。

当前的外交政策辩论中存在三组截然不同的声音。

第一组,我称之为首要主义者,认为美国应该继续以全球“首要地位”或地缘政治主导地位为目标,并通过无与伦比的美国军事优势来维持这种地位。这一组认为,美国的军事主导地位对于全球稳定既可行又必要。

第二组,我称之为现实主义者,认为美国必须接受(现实的)权力平衡,而不是美国的首要地位。然而,与首要主义者一样,现实主义者主张“以实力求和平”。他们认为,为了保持全球权力平衡和维护美国安全,新的军备竞赛是必要的代价。

第三组人,我称之为合作主义者,认为国家之间的合作不仅可行,而且对于避免战争和维持繁荣是必要的。在他们看来,合作将使世界避免美国和新兴大国之间发生代价高昂且危险的新军备竞赛,这种竞赛可能会演变成公开冲突。其次,合作将使美国乃至全世界能够抓住当前技术革命带来的机遇,促进经济增长,克服全球变暖、新发疾病和大规模移民等全球弊病。

特朗普时代即将到来的外交政策之争将使这三种愿景相互对立,很可能是一场争夺美国民心的激烈战斗。我坚定地站在合作主义阵营。我认为,对 21 世纪的美国来说,首要地位是一种危险的幻想,而现实主义对外交潜力过于悲观。在本系列中,我将试图解释美国面临的选择。

考虑一下美国当前对中国的政策辩论。

首要主义者认为,中国的崛起对美国的主导地位构成了不可接受的威胁。他们认为,美国应该投资数万亿美元进行新的军备建设,而中国负担不起。他们呼吁采取贸易和技术措施来限制中国未来的经济增长。首要主义者回忆说,当罗纳德·里根在 20 世纪 80 年代领导军事建设时,苏联因试图跟上而破产了。他们认为,今天的中国也会发生同样的情况。他们认为,美国单方面军备建设给美国带来的好处将远远超过成本,其好处包括增强美国的威望、全球领导地位、国家安全和海外投资安全。

举例来说,假设首要主义者呼吁投资 5 万亿美元进行新军备建设,认为军备建设将使美国从中国获得 10 万亿美元的地缘政治优势,美国将获得净收益

5 万亿美元,而中国则净亏损 10 万亿美元。

现实主义者同意极端主义者的观点,即美国单方面加强军事建设将给美国带来净收益,但他们认为中国也会与美国并驾齐驱。即便如此,现实主义者仍表示美国应该进行投资。他们的理由是:如果中国在军备上投资 5 万亿美元而美国不投资,那么中国将获得 10 万亿美元的地缘政治优势。然而,如果美国也投资 5 万亿美元用于新军备,它就避免了 10 万亿美元的地缘政治损失。如果中国莫名其妙地决定不军备,那么美国将获得 5 万亿美元的地缘政治利益净收益。

现实主义者使用博弈论术语,认为军备建设是美国(和中国)的“主导”战略。如果中国军备,那么美国也必须军备。如果中国选择不武装,那么美国可以通过自己的军事建设获得巨大的地缘政治优势。因此,无论中国做什么,美国都应该武装起来。由于中国是对称的,所以两国最终都会武装起来,而且各自花费了 5 万亿美元,但最终却停滞不前。现实主义者认为,这 5 万亿美元是确保美国地缘政治地位所必须付出的不可避免的代价。

合作主义者说,等等。我们两国肯定会醒悟过来。军备竞赛将给每个国家造成 5 万亿美元的净损失,而这笔钱两国都迫切需要用于教育、医疗保健、可再生能源和尖端基础设施。与其进行军备竞赛,不如让我们与中国达成一致,双方都不武装。更好的是,让我们同意将部分资源集中到新的高科技企业中,共同推进低碳能源、优质教育、全民医疗保健和其他重要的共同和全球目标的尖端全球解决方案。

谨慎的外交政策分析的本质是评估这些对立立场。

现实主义者则认为,与中国和俄罗斯的军备竞赛几乎是不可避免的。他们指出,中国和俄罗斯的不良行为证明外交是无用的。中国正忙于扩大其在南海的军事存在。俄罗斯正在侵入美国政界、轰炸阿勒颇并破坏乌克兰的稳定。美国怎么可能信任这些国家?

作为一名合作主义者,我说:“别这么急。”从我们的角度来看,中国和俄罗斯的行动可能看起来很有侵略性,但从他们的角度来看,这些行动被视为防御措施。许多中国战略家有理由相信,美国将试图遏制中国未来的经济增长,并指出美国在军事上的开支是中国的两倍多(2015 年为 5960 亿美元,而中国为 2150 亿美元)。他们几乎不觉得自己是侵略者。

俄罗斯战略家同样认为,近年来两国关系恶化的罪魁祸首是美国,而不是俄罗斯。他们指出,美国多年来一直在干涉俄罗斯的内政,甚至可能更具挑衅性的是美国还干涉乌克兰。俄罗斯战略家特别反对美国试图让乌克兰加入北约,这当然会把美国领导的军事联盟推到俄罗斯边境,也反对北约在东欧部署导弹防御系统,俄罗斯声称这些系统可用于进攻目的。(新的导弹部署是在美国于 2002 年单方面退出美苏反弹道导弹条约之后进行的。)

曾几何时,这种首要观点至少可以作为一个可实现的目标。想想 1945 年,当时美国约占世界经济的 30%,主宰着每个工业部门和先进技术。当时,美国和欧洲战略家认为,在二战结束时苏联对东欧进行野蛮占领和镇压后,美国的全球领导地位对于阻止苏联颠覆战后西欧和部分亚洲地区至关重要。即便如此,许多支持美国“遏制”苏联扩张的人也警告美国不要在美国外交政策目标中表现得过于夸张和过度。

现在的时代已经大不相同。不仅苏联早已不复存在,而且美国在世界产出中的份额也急剧下降,目前约为 16%。如果用一套共同的国际价格来衡量两个经济体,美国经济实际上比中国经济规模要小。在这些截然不同的条件下,美国的全球主导地位目标似乎既不必要,也难以实现。

另一个根本性变化是,全球变暖、新发疾病和大规模移民问题需要全球合作。如果美国和中国将对方视为军事竞争对手,那么他们就不太可能将对方视为环境可持续性的合作伙伴。我们的思维方式——冲突或合作——不仅会影响

我们不仅失去了军备开支,还失去了控制全球变暖、抗击新出现的疾病和共同投资尖端技术的机会。

第三个根本性变化是,由于联合国及其各组成机构的存在,世界现在拥有维持全球合作的机构机制。重要的是,截至 2015 年,联合国 193 个成员国已就可持续发展和应对气候变化的新合作框架达成一致。多年来,我们努力工作,才就可持续发展目标和巴黎气候协定达成全球一致协议。如果美国背弃这些来之不易的一致成就,那将是极其愚蠢和鲁莽的。

在世界每个地区,美国都将面临冲突与合作的选择。特朗普政府将如何做出这一选择?特朗普对中国、核武器、贸易战和臭名昭著的墨西哥墙的强硬言论,是预示着美国主导地位的确立,还是仅仅是竞选时的虚张声势?

特朗普组建了一个充斥着反华派、保护主义者和军事强硬派的政府。但他也聚集了像他一样喜欢赚钱(事实上,赚了数十亿美元)的商人,他们多年来积极投资俄罗斯、中国和其他新兴经济体,获利颇丰。事实上,特朗普因与弗拉基米尔·普京交好而受到共和党右翼的严厉批评,尤其是在俄罗斯电子邮件被黑客入侵的背景下。然而在这个问题上,特朗普而不是他的批评者似乎更倾向于恢复合作而不是冲突。当然,有一种理论认为,特朗普改善与俄罗斯的关系主要是为了对中国施加更大的地缘政治压力,特朗普可能认为中国是美国真正的竞争对手。 (如果证据最终表明特朗普的同伙与俄罗斯合谋实施了黑客攻击,那么结果几乎肯定会是美国陷入深刻的政治危机,短期内与俄罗斯合作的希望也将破灭。)

最重要的是,外交政策不能成为一种观赏性运动,美国人只能通过午夜的下一条推文来了解自己在世界上的地位。美国人需要通过研究各种选择来学习,然后大声而明确地表达出建设性合作的选择,而不是危险的霸权主张和战争贩子行为。

US foreign policy — from primacy to global problem solving

By Jeffrey Sachs ,January 15, 2017, 5:20 p.m.

https://www.bostonglobe.com/opinion/2017/01/15/foreign-policy-from-primacy-global-problem-solving/wPNTrpypiXbDNOeJTKB0CO/story.html#comments

For more pieces from Jeffrey D. Sachs, click here.

Not for decades has American foreign policy been as uncertain and contested as it is today. At the start of the Trump administration, the challenges of foreign policy are of fundamental significance for US national security, and for global peace and prosperity. Today I’m inaugurating a new weekly series on America and the world that will look deeply at the US foreign policy debate, taking into account the rapid changes underway in the world economy, advanced technologies, and population trends. Our well-being and national security will depend on Americans understanding how the world has changed and how we must change our attitudes and approaches to it.

The world seems to be a sea of problems: the Syrian war; the related European refugee crisis; ISIS and terrorist attacks across the globe; Russia’s brazen hacking of the US election; China’s rising territorial claims in the South China Sea; North Korea’s growing nuclear threat; and much more.

Yet the world also offers a host of new opportunities. China, India, and the African Union are each home to more than a billion people with rapid economic growth and a rising middle class. The information revolution continues to advance at a dazzling rate. Robotics, artificial intelligence, and ubiquitous broadband offer the chances for dramatic breakthroughs in health care, education, and renewable energy, at home and globally.

If US foreign policy is only about the threats and not the opportunities, the United States will miss out on the rapid advances in well-being that the new technological revolution can deliver, and that would help to stabilize today’s conflict zones. The fundamental challenge facing US foreign policy is to keep America safe without busting the military budget, dragging America into needless wars, or diverting our attention and resources from the opportunity to build a smart, fair, and sustainable US and world economy.

 

There are three distinct sets of voices in the current foreign policy debate.

The first group, whom I call the primacists, argues that the United States should continue to aim for global “primacy,” or geopolitical dominance, maintained by unrivaled US military superiority. This group sees US military dominance as both feasible and necessary for global stability.

The second group, whom I call the realists, argues that the United States must accept a (realistic) balance of power rather than US primacy. Yet like the primacists, the realists argue for “peace through strength.” They believe a new arms race is the necessary price to pay in order to keep the global balance of power and preserve US security.

The third group, whom I call the cooperatists, argues that cooperation between nations is not only feasible but necessary to avoid war and to sustain prosperity. In their view, cooperation would spare the world a costly and dangerous new arms race between the United States and the emerging powers, one that could spill over into open conflict. Second, cooperation would enable the United States and indeed the world to seize the opportunities opened by the current technological revolution to boost economic growth and overcome global ills that include global warming, emerging diseases, and mass migration.

The coming foreign policy battles in the Trump years will pit these three visions against each other, most likely in a fierce pitched battle for the hearts and minds of the American people. I am firmly in the cooperatist camp. I believe that primacy is a dangerous illusion for America in the 21st century, while realism is excessively pessimistic about the potential for diplomacy. In this series, I will seek to explain the options facing the United States.

 

Consider the current US policy debate regarding China.

The primacists see China’s rise as an unacceptable threat to US primacy. They argue that the United States should invest trillions of dollars in a new arms buildup that China could not afford. They call for trade and technology measures to limit China’s future economic growth. The primacists recall that when Ronald Reagan led a military buildup in the 1980s, the Soviet Union went bankrupt trying to keep up. They think the same would happen to China today. They argue that the benefits to the United States of a unilateral US arms buildup would far exceed the costs, with benefits in the form of enhanced US prestige, global leadership, national security, and the safety of overseas investments.

Suppose, as an illustration, that the primacists call for $5 trillion investment in new armaments, believing that the arms buildup will enable the United States to gain $10 trillion in geopolitical advantages from China, for a net US benefit of $5 trillion and a net loss to China of $10 trillion.

The realists agree with the primacists that a unilateral US military buildup would give the United States a net gain, but they believe that China would match US arms buildup. Even so, the realists say that the United States should make the investment. Their reasoning: If China invests $5 trillion in armaments while the United States does not, then China will take $10 trillion in geopolitical advantage. Yet if the United States also invests $5 trillion in new armaments, it avoids the $10 trillion geopolitical loss. And if, inexplicably, China decides not to arm, then the United States would garner a net gain of $5 trillion in geopolitical benefits.

 

Using game theory jargon, the realists argue that an arms buildup is America’s (and China’s) “dominant” strategy. If China arms, then the United States must do so as well. If China chooses not to arm, then the United States can secure a huge geopolitical advantage through its own military buildup. No matter what China does, therefore, the United States should arm. Since China reasons symmetrically, both countries end up arming, and each incurs a $5 trillion cost but ends up at a standstill. According to the realists, the $5 trillion is the unavoidable cost to pay to ensure America’s geopolitical standing.

Hold on, say the cooperatists. Surely our two countries can come to their senses. The arms race would cause a net loss of $5 trillion to each country, money that both countries urgently need for education, health care, renewable energy, and cutting-edge infrastructure. Rather than an arms race, let’s agree with China that neither side will arm. Better still, let’s agree to pool some of our resources into new high-tech ventures together to advance cutting-edge global solutions for low-carbon energy, quality education, health care for all, and other vital mutual and global goals.

 

The essence of careful foreign policy analysis is to size up these contrasting positions.

The realists, for their part, feel that an arms race with China and with Russia is more or less inevitable. They point to the bad behavior of China and Russia as proof that diplomacy is useless. China is busy expanding its military presence in the South China Sea. Russia is hacking US politics, bombing Aleppo, and destabilizing Ukraine. How could the United States possibly trust those countries?

As a cooperatist, I say, “Not so fast.” China’s and Russia’s actions might look aggressive from our point of view, but they are viewed as defensive steps from their vantage point. Many Chinese strategists plausibly believe that America will try to stifle China’s future economic growth and note that the United States outspends China on the military by more than 2-to-1 ($596 billion to $215 billion, in 2015). They hardly feel like the aggressors.

Russian strategists similarly argue that it was the United States, not Russia, that provoked the recent deterioration of relations in recent years. They point to US meddling in Russia’s internal politics going back many years, and perhaps even more provocatively, to America’s meddling in Ukraine as well. Russian strategists particularly object to the US attempts to bring Ukraine into NATO, which of course would bring the US-led military alliance right up to Russia’s border, and to NATO’s deployment of missile defense systems in Eastern Europe that Russia asserts could be used for offensive purposes. (The new missile deployments follow America’s unilateral withdrawal in 2002 from the US-Soviet ABM treaty.)

Once upon a time, the primacist view might have been at least plausible as an achievable aim. Consider 1945, when the United States constituted about 30 percent of the world economy and dominated every industrial sector and advanced technology. US global leadership at the time seemed necessary to American and European strategists to stop Soviet subversion of postwar Western Europe and parts of Asia following the Soviet Union’s brutal occupation and subjugation of Eastern Europe at the end of World War II. Even then, many supporters of US “containment” of Soviet expansion warned the United States against a grandiosity and overreach in America’s foreign policy objectives.

Times are very different now. Not only is the Soviet Union long gone, but the US share of world output has also declined sharply, to roughly 16 percent today. The US economy is actually smaller than China’s when both economies are measured by a common set of international prices. The US goal of global primacy seems both unnecessary and unachievable in these very different conditions.

Another fundamental change is the much greater need for global cooperation regarding global warming, emerging diseases, and mass migration. If the United States and China view each other as military competitors, they are far less likely to view each other as partners in environmental sustainability. Our mindset — conflict or cooperation — will shape not only our arms spending, but our chances to control global warming, fight newly emerging diseases, and invest together in cutting-edge technologies.

A third fundamental change is that the world now has the institutional machinery to sustain global cooperation, thanks to the United Nations and its various component institutions. Importantly, the 193 member states of the UN have agreed, as of 2015, on a new cooperative framework for sustainable development and for fighting climate change. It took hard work over many years to secure a unanimous global agreement on the Sustainable Development Goals and the Paris Climate Agreement. It would be especially foolhardy and indeed reckless to turn America’s back on those hard-won unanimous achievements.

In each region of the world, the United States will face the choice between conflict and cooperation. How will the Trump administration come down on that choice? Does Trump’s tough talk about China, nuclear arms, trade wars, and the infamous Mexican wall portend an assertion of American primacy, or was it merely bluster for the campaign trail?

Trump has assembled an administration filled with China-bashers, protectionists, and military hardliners. Yet he has also assembled business people, like himself, who like to make a buck (in fact, billions of them) and who have actively and profitably invested for years in Russia, China, and other emerging economies. Indeed, Trump is being harshly criticized from the Republican right for chumming up to Vladimir Putin, especially in the context of Russia’s e-mail hacking. Yet on this issue, it is Trump not his critics who seems intent on renewed cooperation rather than conflict. Of course, one theory holds that Trump aims to improve relations with Russia mainly to put even more geopolitical pressure on China, which Trump may deem to be America’s real competitor. (If the evidence eventually shows that Trump’s associates colluded with Russia in the hacking, the result would almost surely be a deep US political crisis and the collapse of any hopes for cooperation with Russia in the short term.)

Most importantly, foreign policy cannot be a spectator sport, where Americans learn about their place in the world through the next midnight tweet. Americans will need to learn by studying the options, and then to speak out, loudly and clearly, for the option of constructive cooperation over the dangerous claims of primacy and war-mongering.


Jeffrey D. Sachs is University Professor and director of the Center for Sustainable Development at Columbia University, and author of “The Age of Sustainable Development.”

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